Duty, Virtue and Consequences
May 31, 2007
Whenever we are dealing with ethical situations, choices and decisions, we are dealing with an agent acting on certain principles to produce certain outcomes. Whatever the situation, whatever the dilemma, the three elements will remain the same: an agent, actions taken, outcomes that result.
We can learn, derive or devise many
different ethical systems but all must contain one or more of these three
approaches:
- Agent-focused approaches centre upon the nature and characteristics of the agent, referred to as virtue.
- Rights-focused (or rules-focussed) approaches centre upon the nature of the actions, and often upon the obligation (or permissibility) implied by those actions, referred to as duty.
- Outcome-focused approaches centre upon the results of the actions – what happens after the actions are taken, referred to as consequences.
These three elements define an “Ethical Triangle”, inside which all ethical discussion must be framed. And since nothing else is involved in an ethical situation but people acting, actions taken, and outcomes that result, this represents a complete model of ethical systems (albeit one of many). Of course, individual systems can include elements from any or all of these different approaches – the variety of actual ethical systems possible is essentially limitless, even within a single framework (such as a particular religion).
Agent-focused
In an agent-focused approach, the important factors are the qualities of the people concerned. The most established systems of this type are forms of virtue ethics – in general, such systems talk about what constitutes a good, righteous, or perfect person (depending upon the ethical criteria of the system). Aristotle is the most famous proponent of this kind of approach.
There are many advantages of such a system
– not least of which that it is based around identifying ethical role models
who can be emulated, rather than trying to specify universal rules or predict
outcomes. A common example of an agent-focused ethical practice is embedded in
the famous phrase “what would Jesus do?” which holds out Jesus as an ethical
role model to be emulated. This example also reveals one of the key
disadvantages of this approach – how can anyone actually know what
someone else would do, let alone a paradoxical figure such as Jesus?
Another serious issue is that if one believes ethics and legislation should be related – that is, that the law should be ethical – agent-focused approaches provide very little guidance. They praise good people, but they do not provide a leverage point to consider rules of conduct.
Rights-focused
In a rights-focused approach, which can also be referred to as a rules-focused approach, the actions are the relevant element. Such systems are known as deontological, meaning essentially “the theory of moral duty”. Immanuel Kant is the most famous proponent of a deontological position.
Why does focusing on actions lead to rules?
The way we approach the ethical issues surrounding actions is to consider what
actions are allowed or permitted, or which actions are required or obligatory.
In either case, what is specified are rules – permission rules, or obligations,
which collectively denote duties. Duty and rules are equivalent – any rule
assumes a duty to comply with it, otherwise it is not a rule.
Why are rules and rights equivalent? When we speak of rights, such as human rights, we are actually talking about rules of interaction – rights place constraints (specify what is permitted) or specify requirements (obligations). For example, the human right to freedom of belief (one of several liberties protected by the so-called Universal Declaration of Human Rights) is in effect a rule obligating states and individuals to take no action that compromises a person’s freedom to choose their own beliefs (or, alternatively, specifying that interference in this right to choose is not permitted).
But there are problems, of course. Language
is not robust enough to express rules perfectly (since our ideolects cannot be
assumed to match), and besides, most people believe that life is too chaotic
for strictly enforced rules to govern behaviour in all situations. Furthermore,
a perfect rule-based system of ethics requires clearly demarked priorities for
the many different rules. The complexity rapidly exceeds what is manageable for
an every day context.
Outcome-focused
Finally, in an outcome-focused approach, the
important element is the outcomes of actions. These systems are usually
referred to as Consequentialist, to emphasise the focus on outcomes rather than
rules, or the virtues of the agents involved. The most famous Consequentialist
ethical system is utilitarianism (although it is by no means the only such
approach). This particular school is usually credited to Jeremy Bentham, with
some formative influence from David Hume.
On the surface, this seems like an excellent approach – shouldn’t we judge situations on how things turn out? In practice, this is a tall order. Ethical decisions must be made before actions are taken, and we as human beings have very limited abilities to predict even the overt consequences of our actions, let alone the subtleties. God may be able to operate a perfect outcome-focused system, but anyone without omniscience will run into difficulties.
However, this is not to suggest that there
is no value in Consequentalist approaches – it may be that there are certain
dilemmas and situations which we can only resolve with an appeal to the
outcome, and not just to the nature of the agent, or to rules of conduct. This
being so, some outcome-focused elements may be essential to a robust ethical
system, although anyone who is able to enforce rules in all situations (as Kant
claimed he could) may be able to work from a purely rights-based position.
The Past and the Future
Ethical decisions occur in the present, but
the actions ethical agents take, and their consequent outcomes, leave a mark on
the past, and radically affect the future. Hannah Arendt, exploring the nature
of action in her book The Human Condition, notes that two particularly
troublesome elements of actions relate to their outcomes – that they are irreversible
(once undertaken, they cannot be excised from the past) and that they are unpredictable
(since no-one can see the future, we cannot determine with certainty the
ultimate outcomes of our actions).
Working entirely from a secular position, she notes that remarkable solutions to these problems have been provided historically by religion. She suggests that forgiveness is the antidote to the problem of irreversibility (by allowing mistakes to be erased in the hearts of the people affected), and that promising ameliorates the problem of unpredictability (by overcoming humanity’s general unreliability through mutual agreements, thus creating ‘isolated islands of certainty’ in a future which remains an ‘ocean of uncertainty’). She traces the former insight to Jesus of Nazareth, and the latter to Abraham of Ur. (From an Eastern perspective, a very different – but significantly equivalent – account could also be given).
Arendt’s view looks outside the Ethical
Triangle, and in weighing up the general consequences of action as a process
identifies a valuable role for rights-based ethics, since duty is the source of
the strength of promising, and an equally valuable role for agent-based ethics,
as forgiveness can only be understood as a virtue, and not as a rule, since we
cannot force people to forgive. From an outcome-based perspective, the
consequences of societies able to forgive, and to dutifully promise, seems
undeniably more appealing than the prospect of a society that lacks these
abilities.
A Tripartite Lens
Ethics seen through this model becomes a set of three lenses which we can switch between, learning something different from each view. The Golden Rule, for instance, seen through the agent-lens yields ‘The Golden Virtue’ of compassion; through the rights-lens, it becomes the classic statement of ‘love thy neighbour’ and its equivalents; and through the outcome-lens it becomes the desire to choose those consequences which are most compassionate for all concerned, as best as our limited faculties will allow. Whatever the ethical situation or dilemma, we can switch the lens to give us a different point of view, perhaps allowing us unique and valuable insights into the nature of the problem at hand, and occasionally giving us ideas for new solutions.
Expanded from part of the sketchpad notes
in Are You Ethical? If there are other parts of
that post that you would like expanding, just let me know!
The opening image is Infinite Triangle III by Bela Fidel, which I found here. As ever, no copyright infringement is intended, and I will take the image down if asked. (I originally posted this with a different image... but a sneaking suspicion I had used it before turned out to be correct!)